二外文部分

二外文部分

外文著作:

［1］DICEY AND MORRIS ON THE CONFLICT OF LAWS［M］．13rd ed.London:Sweet＆Maxwell，2000.

［2］PM NORTH，JJ FAWCETT.CHESHIRE AND NORTH's PRIVATE INTERNATIONAL LAW［M］．13rd ed.London:Butterworths，1999.

［3］SYMEONC.SYMEONIDES，WENDYCOLLINSPERDUE，ARTHUR T.VON MEHREN.CONFLICT OF LAWS:AMERICAN，COMPARATIVE，INTERNATIONAL.［M］．New York:West Group，1998.

［4］EUGENE F.SCOLES，PETER HAY.CONFLICT OF LAWS［M］．New York:West Group，1992.

［5］FRIEDRICH K.JUENGER.CHOICE OF LAW AND MULTISTATE JUSTICE［M］．The Netherlands:Kluwer Academic Publishers，1993.

［6］KARL M MESSEN，ED.EXTRATERRITORIAL JURISDICTIONIN THEORY AND PRACTICE［M］．The Netherlands:Kluwer Law International，1996.

［7］RAVI C.TENNEKOON.THE LAW AND REGULATION OF INTERNATIONAL FINANCE［M］．London:Butterworths，1991.

［8］MARC I.STEINBERG.INTERNATIONAL SECURITIES LAW:A CONTEMPORARY AND COMPARATIVE ANALYSIS［M］．The Netherlands:Kluwer Law International，1999.

［9］FREDERICK A.MANN.LEGAL ASPECT OF MONEY［M］．5th ed.Clarendon Press，1992.

［10］HANS VAN HOUTTE，ED.THE LAW OF CROSS-BORDER SECURITIES TRANSACTIONS［M］．London:Sweet＆Maxwell，1999.

［11］WILLIAM G.HORTON，GERHARD WEGEN，ED.LITIGATION ISSUESINTHEDISTRIBUTIONOFSECURITIES:AN INTERNATIONAL PERSPECTIVE［M］．The Netherlands:Kluwer Law International，1997.

［12］GUIDO FERRARINI，ED.EUROPEAN SECURITIES MARKETS—THE INVESTMENT SERVICES DIRECTIVE AND BEYOND［M］．The Netherlands:Kluwer Law International，1998.

外文论文:

Articles:

［1］Samuel Wolff.Offshore Distributions under the Securities Act of 1933:An Analysis of Regulation S［J］．LAW＆POL'Y INT'L BUS，1991，23:101.

［2］Giovanni Nardulli，Antonio Segni.EU Cross-border Securities Offerings:An Overview［J］．FORDHAM INT'L L.J.，1999，19: 887.

［3］Angeline Lee.Glob International Malaysian Securities［J］．15 BUTTERWORTHS J.INT'L BANKING AND FINANCIAL L.，2000，15:398.

［4］Borm Hur.Some Legal Aspects in Cross-border Repurchase Transactions Involving Immobilised Securities，Part I［J］．BUTTERWORTHS J.INT'L BANKING AND FINANCIAL L.，2000，15:366-371.

［5］Borm Hur.Some Legal Aspects in Cross-border Repurchase Transactions Involving Immobilised Securities，Part II［J］．BUTTERWORTHS J.INT'L BANKING AND FINANCIAL L.，2000，15:415.

［6］Charles E M Clark.Conflicts of Law and Forum Problems in International Securities Issues［J］．INT'L BUS.LAWYER，1990，18:157.

［7］Tamar Frankel.The Internet，Securities Regulation，and Theory of Law［J］.CHICAGO-KENT L.REV.，1998，73:1319.

［8］Jaap Willeumier，Rogier Raas.Electronic Offering and Trading of Securities in the Netherlands［J］．INT'L FINANCIAL L.REV.，2000，19:22.

［9］Michael Gruson，Herbert Harrer.DM-Denominated Bond Issues by Foreign Issuers in Germany［J］．EMORY INT'L L.REV.，1996，10:195.

［10］Omri Yadlin.Should the SEC Regulate the Cyber Securities Market?A Response to Professor Frankel［J］．CHICAGO-KENT L.REV.，1998，73:1355.

［11］Mwemezi Christian Mukoyogo.Conflict of Corporation Laws:the Personal Law of Juridical Persons—A Case for Tanzania，dissertation presented for the award of the degree of doctor of laws of the University of Konstanz，Germany，1983.

［12］Matthew F.Gorra.On-line Trading and US Securities Policy: Evaluating the SEC's Role in International Securities Regulation［J］．CORNELL INT'L L.J.，1998，32:209.

［13］Georges R.Delaume.Choice of Law and Forum Clauses in Euro-Bonds［J］．COLUM.J.TRANSNAT'L L.，1972，11:240.

［14］Choice of Law Rule for Priority Dispute in Relation to Shares，Macmillan v.Bishopsgate(No.3)［J］．LLOYD's MARITIME AND COMMERCIAL LAW QUAURTERLY.

［15］Michael Gruson.Redenomination in Euro of Debt Securities Governed by a Non-member State Law［J］．J.INT'L BANKING L.，1999，14:72.

［16］Daniel Tunkel.Regulating Financial Services on the Internet: What Will the Financial Services and Markets Bill Achieve?［J］．BUTTERWORTHS J.INT'L BANKING FINANCIAL L.，1999，14:133.

［17］James D.Cox.Choice of Law Rules for International Securities Transactions［J］．U.CINCINNATI L.REV.，1998，66: 11179.

［18］Jane Kaufman Winn.Regulating the Use of the Internet in Securities Markets［J］．THE BUS.LAWYER，1998，54:443.

［19］Steven L.Schwarcz.The Universal Language of Cross-border Finance［J］.DUKE J.COMP.＆INT'L L.，1997，8:235.

［20］Jon A.Jacobson.Your Place or Mine:The Enforceability of Choice-of-law/Forum Clauses in International Securities Contracts［J］.DUKE J.COMP.＆INT'L L.，1997，8:469.

［21］Manning Gilbert Warren III.Global Harmonization of Securities Laws:The Achievements of the European Communities［J］．HARV.INT'L L.J.，1990，31:185.

［22］Paul D.Cohen.Securities Trading Via the Internet［J］．J. BUS.L.，1999:299.

［23］David M.Cielusniak.You Cannot Fight What You Cannot See: Securities Regulation on the Internet［J］．FORDHAM INT'L L. J.，1998，22:612.

［24］Christine T.Jarmer.International Internet Securities Fraud and SEC Enforcement Efforts:An Update［J］．TULANE L.REV.，1999，73:2121.

［25］Courtland H.Peterson.Choice of Law and Forum Clauses and the Recognition of Foreign Country Judgments Revisited Through the Lloyd's of London Cases［J］．LOUSIANA L.REV.，2000，60:1259.

［26］Kevin Mason.Securities Fraud over the Internet:The Flies in the Ointment and a Hope of Fly Paper［J］．CASE W.RES.J. INT'L L.，1998，30:489.

［27］David E.Van Zandt.The Regulatory and Institutional Conditions for an International Securities Market［J］．VIGINIA J.INT'L L.，1991，32:47.

［28］Kerry J.Houghton.The Economic and Political Debate over the Regulation of Off-Exchange Securities Trading in the European Community's Single Financial Market［J］．VIGINIA J.INT'L L.，1992，32:747.

［29］Darrell Hall.No Way Out:An Argument Against Permitting Parties to Opt Out of U.S.Securities Laws in International Transactions［J］．COLUM.L.REV.，1997，97:57.

［30］Norman S.Poser.Arbitrability of International Securities Disputes［J］．BROOK.J.INT'L L.，1986，12:675.

［31］Richard A.Debs.The Development of International Equity Markets［J］．BOSTON UNIV.INT'L L.J.，1986，4:5.

［32］John Paul Ketels.An Overview of International Trading［J］．BOSTON UNIV.INT'L L.J.，1986，4:11.

［33］Stanley B.Shopkorn.Global Trading:The Current and Future Impact on United States Markets and United States Portfolio Managers［J］．BOSTON UNIV.INT'L L.J.，1986，4:25.

［34］Richard G.Ketchum.The Role of the Securities and Exchange Commission in Regulating International Securities Trading:Looking to the Future［J］．BOSTON UNIV.INT'L L.J.，1986，4:33.

［35］David B.Gill.The Emerging Global Equity Market--Dimensions and Issues［J］．BOSTON UNIV.INT'L L.J.，1986，4:39.

［36］AndreasF.Lowendeld.JurisdictiontoPrescribe:Some Contributions from an International Lawyer［J］．BOSTON UNIV. INT'L L.J.，1986，4:91.

［37］Andrew Xuefeng Qian.Why Does Not the Rising Water Lift the Boat?Internationalization of the Stock Markets and the Securities Regulatory Regime in China［J］．THE INT'L LAWYER，1995，29:615.

［38］Marc I.Steinberg，Daryl L.Lansdale，Jr..Regulation S and Rule 144A:Creating a Workable Fiction in an Expanding Global Securities Market［J］.THE INT'L LAWYER，1995，29: 43.

［39］Hideki Kanda.Developments in Japanese Securities Regulation: An Overview［J］．THE INT'L LAWYER，1995，29:599.

［40］New Approaches to Securities Regulation［J］．THE INT'L LAWYER，1995，29:839.

［41］Joseph P.Garland，Brian P.Murray.Subject Matter Jurisdiction under the Federal Securities Laws:the State of Affairs after ITOBA［J］．MD.J.INT'L L.TRADE，1996，20:235.

［42］Wenhai Cai.Private Securities Litigation in China:of Prominence and Problems［J］．COLUM.J.ASIAN L.，1999，13:135.

［43］A.A.Sommer，Jr..IOSCO:Its Mission and Achievement［J］．NW.J.INT'L L.＆BUS.，1997，17:15.

［44］Daniel A.Braverman.U.S.Considerations Affecting Global Offerings of Shares in Foreign Companies［J］．NW.J.INT'L L.＆BUS.，1996，17:30.

［45］StephenJ.Choi，AndrewT.Guzman.TheDangerous Extraterritoriality of American Securities Law［J］．NW.J.INT'L L.＆BUS.，1996，17:207.

［46］Sharon M.Drew.Extraterritoriality of the United States Securities and Exchange Commission［J］．COMP.L.Y.B.INT'L BUS.，1998，20:231.

［47］Michael Gruson.Global Shares of German Corporations and Their Dual Listings on the Frankfurt and New York Stock Exchanges［J］．U.PA.J.INT'L ECON.L.，2001，22:185.

［48］James Gange.Richards v.Lloyd's of London:The Ninth Circuit Denies Access to the Securities Laws to American Investors［J］．BROOK.J.INT'L L.，1998，24:625-663.

［49］Denis T.Rice.Jurisdiction in Cyberspace:Which Law and Forum Apply to Securities Transactions on the Internet［J］．U. PA.J.INT'L ECON.L.，2000，21:585.

［50］Joel P.Trachtman.Unilateralism，Bilateralism，Regionalism，Multilateralism，and Functionalism:A Comparison with Reference to Securities Regulation［J］．TRANSNAT'L L.＆CONTEMP. PROBS.，1994，4:69.

［51］John M.Fontecchio.The General Agreement on Trade in Services:Is it the Answer to Creating a Harmonized Global Securities System?［J］．N.C.J.INT'L L.＆COM.REG.，1994，20:115.

［52］Piet Jan Slot，Eric Grabandt.Exterritoriality and Jurisdiction［J］．COMM.MKT.L.REV.，1986，23:545.

［53］Edward A.Taylor.Expanding the JurisdictionalBasis for Transnational SecuritiesFraudCases:AMinimalConduct Approach［J］．FORDHAM INT'L L.J.，1983，6:308.

［54］Kristine M.Paden.Choice of Law，Choice of Forum and Arbitration Clauses Override U.S.Security Rights:Riley v. Kingsley Underwriting Agencies，Ltd.［J］．THE TRANSNAT'L LAWYER，1993，6:431.

［55］William R.Covey.Consolidated Gold Fields PLC v.Minorco，S.A.:The Extraterritorial Application of U.S.Securities Laws in International Equities Markets［J］．FORDHAM INT'L L.J.，1990，14:240.

［56］Keith Dill Nunes.Louis Vogel，Chris X.Linn，and Peter C.Kostant，French＆SEC Securities Regulation:The Search for Transparency and Openness in Decisionmaking［J］．VAND.J. TRANSNAT'L L.，1993，26:217.

［57］Exemptions for Institutional Investors or Concept of Non-Public Offerings:A Comparative Study［J］．U.PA.J.INT'L BUS.L.，1993，13:473.

［58］Todd A.Mazur.Securities Regulation in the Electronic Era: Private Placements and the Internet［J］．INIDANA L.J.，2000，75:379.

［59］Kathleen Love Werner.Target Misfire:Consolidated Gold Fields v.Minorco［J］．LAW＆POL'Y INT'L BUS.，1991，22:183.

［60］Harold G.Maier.Interest Balancing and Extraterritorial Jurisdiction［J］．AM.J.COMP.L.，1983，31:579.

［61］Christoph F.Vaupel.IPOs over the Internet［J］．J.I.B.F. L.，2000:46.

［62］Pablo Enrique Carrillo.Beware of Scylla and Charybdis:Stock Purchases of Privately Held Companies and Remedies Under Rule 10b-5---What Is the Buyer to Do?［J］．TULANE L.REV.，1998，72:2113.

［63］David M.Cielusniak.You Cannot Fight What You Cannot See: Securities Regulation on the Internet［J］．FORD.INT'L L.J.，1998，22:612.

［64］Will Morrow.Is the Internet Participating in Securities Fraud?: Harsh Realities in the Public Domain［J］．TULANE L.REV.，1998，72:2203.

［65］Kevin Mason.Securities Fraud over the Internet:the Flies in the Ointment and a Hope of Fly Paper［J］．CASE W.RES.J. INT'L L.，1998，30:489.